Understanding SEC Form N-14: Key Insights You Need

SEC Form N-14 is vital for registering certain financial transactions. Discover its purpose and contents, ensuring informed ...
JD Supra

EDGAR Next: Transition to the SEC's New Filing System Before the September Deadline

Earlier this year, the Securities and Exchange Commission (the “SEC”) introduced a new filing system, referred to as EDGAR Next, which establishes an authentication process for EDGAR filers seeking to ...
JD Supra

Securities Class Action Trends: AI and Biotech Cases Continue to Rise, Uptick in Alleged Losses and Average Settlement Values

Two leading consulting and expert firms – Cornerstone Research and NERA – recently issued their midyear reports on securities class actions. Both reports noted that the number of filings in H1 2025 ...
Reuters

SEC says 'unclear' if proposed 3x and 5x leveraged ETFs would be approved

Oct 17 (Reuters) - The U.S. Securities and Exchange Commission told Reuters that it was "unclear" whether the dozens of recent filings by asset managers to issue highly leveraged ETFs would be ...
Forbes

Rethinking The Role Of AI In SEC Reporting

Not long ago, I was speaking with a controller at a medium capitalization (mid-cap) company who told me she had spent nearly 300 hours last quarter reconciling spreadsheets for her SEC filings. She ...